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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED_RES | 2019-10-03 |
Branch Locations
6991 E Camelback Rd Ste D200, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 10/2019 | Present |
SUEREZ & PERRAULT, NOT INV RELATED, SCOTTSDALE, AZ, COMPOSER, START 2/21/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, COMPOSER. KAMELBAK INVESTMENTS, INC.; INVESTMENT RELATED; SCOTTSDALE,AZ; 100% OWNERSHIP; START DATE 10/7/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET BUSINESS OWNER. CAPITALHUB,LLC; INVESTMENT RELATED; SCOTTSDALE,AZ; 50% OWNERSHIP; START DATE 10/7/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; FINANCIAL ADVISOR WITH FINET PRACTICE. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; SCOTTSDALE, AZ; START DATE 8/2022; 1 HR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-11 |
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