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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-01 |
| TX | RA | APPROVED | 2017-09-01 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Beverly Hills | CA | 07/2014 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 11/2016 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-14 |
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