Alexander Umansky

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-20
IL	RA	APPROVED	1998-04-01

FL RA
APPROVED

Since 2018-08-20
IL RA
APPROVED

Since 1998-04-01

Branch Locations

6870 Rote Rd Ste 102, Rockford, IL 61107-2690 • United States

220 Nocatee Village Dr, Ponte Vedra, FL 32081 • United States

Ponte Vedra Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Rockford	IL	09/2005	03/2020
Ameriprise Financial Services, Llc	Ponte Vedra	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Rockford, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Ponte Vedra, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-02-25

S66 Uniform Combined State Law Examination

1998-02-25

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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