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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
VA RA APPROVED 2024-01-19
FL RA APPROVED 2024-01-09
MD RA APPROVED 2023-11-13
DC RA APPROVED 2009-05-19
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • VA RA
    APPROVED
    Since 2024-01-19
  • FL RA
    APPROVED
    Since 2024-01-09
  • MD RA
    APPROVED
    Since 2023-11-13
  • DC RA
    APPROVED
    Since 2009-05-19

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Palm Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Washington DC 04/2007 Present
Ubs Financial Services Inc Washington DC 05/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Washington, DC
  • 05/2009 → Present
    Washington, DC
Previous Registrations
  • 2007-04-02 → 2009-05-04
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2002-12-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
  • 1999-02-02 → 2002-12-10
    Washington, DC
Other Businesses

NO GREATER SACRIFICE / ORANGE ST ARLINGTON,VA 20015 / FOUNDATION/ SCHOLARSHIPS / MEMBER OF BOARD OF DIRECTORS / / FUNDRAISE / START DATE 4/1/2015 Great Meadow Foundation / 5089 Old Tavern Rd The Plains, VA,Virginia / Charity/ Sport & Leisure Facilities / The Great Meadow Foundation is a 501(c)3 organization dedicated to preserving open space for public enjoyment, non-profit events, community service and equestrian sports. / Member of Board of directors / / Board member. fund raising, support, awareness / Start Date 9/1/2018 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-01
  • S66 Uniform Combined State Law Examination
    1998-05-01

View on SEC IAPD

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