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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

10226 Kimbro Cir S, Cottage Grove, MN 55016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 09/1991 08/2023
Securian Financial Services, Inc St Paul MN 01/2009 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/1991 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2009 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-11-27 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
Other Businesses

Rental Property POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/29/2020 ADDRESS: 10226 Kimbro CIR S, Cottage Grove MN 55016, United States DESCRIPTION: Condo FL RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 10226 Kimbro CIR S, Cottage Grove MN 55016, United States DESCRIPTION: My husband and I purchased a condo in FL to visit occasionally. We will make it available for part time rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2009-05-08
  • S66 Uniform Combined State Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2009-05-08
Other Names
  • Jennifer Ann Toskey
  • Jennifer Ann Dorniden

View on SEC IAPD

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