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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-10 |
| OH | RA | APPROVED | 2009-03-11 |
Branch Locations
201 East Fifth Street Suite 2500, Cincinnati, OH 45202 • United States
7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States
Troy, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Dayton | OH | 03/2009 | Present |
(1)Name of Business: Address: 1112 Westridge Dr, Troy, OH, 45373, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/02/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a 1/3 interest in our family farm along with my 2 siblings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-03 |
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