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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-24
MD RA APPROVED 2024-01-19
CA RA APPROVED 2022-05-12
VT RA APPROVED 2020-09-15
SC RA APPROVED 2019-12-03
GA RA APPROVED 2019-04-15
NH RA APPROVED 2017-01-13
FL RA APPROVED 2014-11-04
PA RA APPROVED 2014-11-03
CT RA APPROVED 2014-10-31
RI RA APPROVED 2006-12-13
  • NC RA
    APPROVED
    Since 2026-08-24
  • MD RA
    APPROVED
    Since 2024-01-19
  • CA RA
    APPROVED
    Since 2022-05-12
  • VT RA
    APPROVED
    Since 2020-09-15
  • SC RA
    APPROVED
    Since 2019-12-03
  • GA RA
    APPROVED
    Since 2019-04-15
  • NH RA
    APPROVED
    Since 2017-01-13
  • FL RA
    APPROVED
    Since 2014-11-04
  • PA RA
    APPROVED
    Since 2014-11-03
  • CT RA
    APPROVED
    Since 2014-10-31
  • RI RA
    APPROVED
    Since 2006-12-13

Branch Locations

800 Newport Ave. Mailstop: Ri-005, Pawtucket, RI 02861 • United States

622 George Washington Hgwy Mailstop: Ri-108, Lincoln, RI 02865 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Pawtucket RI 11/2006 Present
Previous Registrations
  • 2004-10-20 → 2006-11-22
    Banc Of America Investment Services, Inc.
    East Providence, RI
    East Providence, RI
    Providence, RI
    Providence, RI
    East Providence, RI
  • 2002-08-27 → 2004-10-20
    Quick & Reilly, Inc.
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-15
S63 Uniform Securities Agent State Law Examination 1998-02-27
  • S65 Uniform Investment Adviser Law Examination
    2000-09-15
  • S63 Uniform Securities Agent State Law Examination
    1998-02-27

View on SEC IAPD

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