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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-24 |
| SC | RA | APPROVED | 2025-02-05 |
| CA | RA | APPROVED | 2025-02-03 |
| FL | RA | APPROVED | 2025-02-03 |
| GA | RA | APPROVED | 2025-02-03 |
| NH | RA | APPROVED | 2025-02-03 |
| PA | RA | APPROVED | 2025-02-03 |
| CO | RA | APPROVED | 2025-01-31 |
| CT | RA | APPROVED | 2025-01-31 |
| MD | RA | APPROVED | 2025-01-31 |
| VT | RA | APPROVED | 2025-01-31 |
| RI | RA | APPROVED | 2024-10-22 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
800 Newport Ave. Mailstop: Ri-005, Pawtucket, RI 02861 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Rhode Island | Kingston | RI | 01/2015 | 05/2018 |
| Enterprise Holdings | Narragansett | RI | 06/2017 | 05/2018 |
| Ritrovo Pub | East Greenwich | RI | 03/2017 | 12/2017 |
| Citizens Bank | Barrington | RI | 07/2018 | 01/2019 |
| Citizens Securities, Inc. | Barrington | RI | 09/2018 | 06/2019 |
| Citizens Securities, Inc. | Pawtucket | RI | 06/2019 | 11/2023 |
| Massey And Associates, Inc | Warwick | RI | 11/2023 | 10/2024 |
| Suzy | Cranston | RI | 12/2022 | Present |
| Notary Public | Cranston | RI | 09/2018 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 12/2023 | 10/2024 |
| Citizens Securities, Inc. | Pawtucket | RI | 10/2024 | Present |
1.) Notary Public; Not Investment Related; Cranston, RI; Notarize Signatures; POSITION Notary; START DATE: 09/2018; Approx. 1 hour a month; Approx. 1 hour during trading; Notarize Signatures. 2.) Suzy; Not Investment Related; Cranston, RI; Consumer Research; POSITION Survey Taker; START DATE: 12/2022; Approx. 15 hours a month; Approx. 0 hours during trading; Take Surveys.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-29 |
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