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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-24
SC RA APPROVED 2025-02-05
CA RA APPROVED 2025-02-03
FL RA APPROVED 2025-02-03
GA RA APPROVED 2025-02-03
NH RA APPROVED 2025-02-03
PA RA APPROVED 2025-02-03
CO RA APPROVED 2025-01-31
CT RA APPROVED 2025-01-31
MD RA APPROVED 2025-01-31
VT RA APPROVED 2025-01-31
RI RA APPROVED 2024-10-22
  • NC RA
    APPROVED
    Since 2026-08-24
  • SC RA
    APPROVED
    Since 2025-02-05
  • CA RA
    APPROVED
    Since 2025-02-03
  • FL RA
    APPROVED
    Since 2025-02-03
  • GA RA
    APPROVED
    Since 2025-02-03
  • NH RA
    APPROVED
    Since 2025-02-03
  • PA RA
    APPROVED
    Since 2025-02-03
  • CO RA
    APPROVED
    Since 2025-01-31
  • CT RA
    APPROVED
    Since 2025-01-31
  • MD RA
    APPROVED
    Since 2025-01-31
  • VT RA
    APPROVED
    Since 2025-01-31
  • RI RA
    APPROVED
    Since 2024-10-22

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

800 Newport Ave. Mailstop: Ri-005, Pawtucket, RI 02861 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Rhode Island Kingston RI 01/2015 05/2018
Enterprise Holdings Narragansett RI 06/2017 05/2018
Ritrovo Pub East Greenwich RI 03/2017 12/2017
Citizens Bank Barrington RI 07/2018 01/2019
Citizens Securities, Inc. Barrington RI 09/2018 06/2019
Citizens Securities, Inc. Pawtucket RI 06/2019 11/2023
Massey And Associates, Inc Warwick RI 11/2023 10/2024
Suzy Cranston RI 12/2022 Present
Notary Public Cranston RI 09/2018 Present
Ae Wealth Management, Llc Topeka KS 12/2023 10/2024
Citizens Securities, Inc. Pawtucket RI 10/2024 Present
  • 01/2015 → 05/2018
    University Of Rhode Island
    Kingston, RI
  • 06/2017 → 05/2018
    Enterprise Holdings
    Narragansett, RI
  • 03/2017 → 12/2017
    Ritrovo Pub
    East Greenwich, RI
  • 07/2018 → 01/2019
    Citizens Bank
    Barrington, RI
  • 09/2018 → 06/2019
    Barrington, RI
  • 06/2019 → 11/2023
    Pawtucket, RI
  • 11/2023 → 10/2024
    Massey And Associates, Inc
    Warwick, RI
  • 12/2022 → Present
    Suzy
    Cranston, RI
  • 09/2018 → Present
    Notary Public
    Cranston, RI
  • 12/2023 → 10/2024
    Topeka, KS
  • 10/2024 → Present
    Pawtucket, RI
Previous Registrations
Other Businesses

1.) Notary Public; Not Investment Related; Cranston, RI; Notarize Signatures; POSITION Notary; START DATE: 09/2018; Approx. 1 hour a month; Approx. 1 hour during trading; Notarize Signatures. 2.) Suzy; Not Investment Related; Cranston, RI; Consumer Research; POSITION Survey Taker; START DATE: 12/2022; Approx. 15 hours a month; Approx. 0 hours during trading; Take Surveys.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-13
S63 Uniform Securities Agent State Law Examination 2018-10-29
  • S65 Uniform Investment Adviser Law Examination
    2019-11-13
  • S63 Uniform Securities Agent State Law Examination
    2018-10-29
Other Names
  • Alexas Marie Cabral

View on SEC IAPD

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