Alfred Anthony Caudullo

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Other Businesses

(1) Name of Business: University of South Florida Investment Committee Address: 4600 E Fowler Ave, Tampa, FL, 33629, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 05/20/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment advisory committee member that assists USF with oversight of their investment pools. Part of quarterly meetings that review allocations, investments, economics conditions, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-15
• S63 Uniform Securities Agent State Law Examination
  1999-10-29

Other Names

• Alfred A Caudullo
• Al Caudullo