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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-30 |
| GA | RA | APPROVED | 2019-03-04 |
| SC | RA | APPROVED | 2018-03-27 |
Branch Locations
One 10Th Street Suite 600, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Augusta | GA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2018 | Present |
RLK GROUP, LLC DOGWOOD'S GRILLE MANAGING MEMBER *42706 - RG Novello Inc.; Investment related - No; North Augusta, South Carolina; Construction/Engineering; Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 0; After business hours: 2; Administrative, Accounting/Bookkeeping *411429 - Trust; Investment related Yes; Trust; Trustee/Co- trustee; North Augusta, South Carolina; 09/2020; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-30 |
| S66 | Uniform Combined State Law Examination | 1999-05-25 |
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