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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-09-30 |
| SC | RA | APPROVED | 2008-11-26 |
| TX | RA | APPROVED | 2008-11-14 |
Branch Locations
933 Broad St, Augusta, GA 30901 • United States
Aiken, SC • United States
308 Park Ave, Aiken, SC 29801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 11/2008 | Present |
| Bank Of America,N.A. | Augusta | GA | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-02 |
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