Cristen Kimberly Morgan

Current Employers

Employment History

• 05/2016 → 10/2016
  Signator Investors, Inc.
  Cornelius, NC
• 10/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-05-13 → 2016-11-21
  Signator Investors, Inc.
  Panama City Beach, FL
  Huntersville, NC
• 2007-04-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Cornelius, NC
  St. Petersburg, FL
  Cornelius, NC
  St. Petersburg, FL
  St. Petersburg, FL
  Panama City Beach, FL
• 2003-12-01 → 2007-04-10
  Securities America Advisors, Inc.
  Cornelius, NC
• 2001-12-31 → 2003-01-30
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1)LAKE NORMAN FINANCIAL GROUP INC, 20615 N MAIN ST, CORNELIUS, NC, 1/2002 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 5/TRADING. 2)CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 30/WEEK 4/TRADE. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MasonLucy, LLC, 20615 N. Main Street, Cornelius, NC 28031. Began 4/20/2017, Single Owner LLC to Purchase real Estate, President. Not investment related. 1/monthly, none trade. 4. THE HOPE HOUSE FOUNDATION, HUNTERSVILLE, NC, 01/2019. BOARD MEMBER. NIR-4/MO-0/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-26

Other Names

• Cristen Kimberley Morgan
• Cristen Kimberley Morgan
• Cristen Kimberley Morgan-Inman
• Cristen Kimberley Morgan Inman
• Cristen Morgan Inman