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Tsung I Kuo

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
HI RA APPROVED 2013-07-16
WA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • HI RA
    APPROVED
    Since 2013-07-16
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Inc. Bellevue WA 05/2007 Present
Morgan Stanley Smith Barney Seattle WA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2007 → Present
    Morgan Stanley & Co., Inc.
    Bellevue, WA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Seattle, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-05-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bellevue, WA
  • 2003-07-01 → 2007-05-18
    Wells Fargo Clearing Services, Llc
    Issaquah, WA
    Issaquah, WA
  • 2001-12-19 → 2003-07-01
    Prudential Equity Group, Llc
    Issaquah, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-05
S63 Uniform Securities Agent State Law Examination 1998-02-20
  • S65 Uniform Investment Adviser Law Examination
    1998-03-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-20
Other Names
  • Mike Kuo
  • Tsungi Kuo

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
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