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Stephen Bard Schaack

Hornor, Townsend & Kent, LLC

Conshohocken, PA

Costa Mesa, CA

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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-11-19
  • PA RA
    APPROVED
    Since 2018-11-19

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities Cincinnat OH 01/2015 08/2018
Ifs Financial Services Cincinnati OH 01/2015 08/2018
Hornor Townsend & Kent Inc Horsham PA 08/2018 Present
  • 01/2015 → 08/2018
    Touchstone Securities
    Cincinnat, OH
  • 01/2015 → 08/2018
    Ifs Financial Services
    Cincinnati, OH
  • 08/2018 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Previous Registrations
  • 2007-06-11 → 2013-09-27
    Hornor, Townsend & Kent, Llc
    Costa Mesa, CA
    Conshohocken, PA
  • 2007-03-19 → 2007-05-24
    Td Ameritrade, Inc.
    Mission Viejo, CA
  • 2007-03-19 → 2007-05-24
    Td Ameritrade Investment Management, Llc
    Mission Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-02
S66 Uniform Combined State Law Examination 2007-03-16
S63 Uniform Securities Agent State Law Examination 1998-05-15
  • S65 Uniform Investment Adviser Law Examination
    2019-08-02
  • S66 Uniform Combined State Law Examination
    2007-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-05-15
Other Names
  • Stephen Bard Schaack

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

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