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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-10-19
  • PA RA
    APPROVED
    Since 2005-10-19

Branch Locations

1300 Virginia Drive, Ft. Washington, PA 19034 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Dresher, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 10/2005 Present
J.W. Cole Advisors, Inc Tampa FL 10/2005 Present
Woodwell Asset Management Fort Washington PA 02/2008 Present
  • 10/2005 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 10/2005 → Present
    J.W. Cole Advisors, Inc
    Tampa, FL
  • 02/2008 → Present
    Woodwell Asset Management
    Fort Washington, PA
Previous Registrations
  • 2005-01-12 → 2005-10-21
    Investors Capital Corp.
    Dresher, PA
  • 2004-05-10 → 2004-12-31
    Eastern Point Advisors Inc.
Other Businesses

Woodwell Asset Management - Financial Planning and Investment Management - investment related - Register Representative - 1300 Virginia Drive Suite #122, Ft. Washington PA 19034 - 40 hours per month during trading Advisor Audit, LLC - Insurance sales - non investment related - president & owner -1413 Gentlemen's Way, Dresher, PA 19025 - 10 hours per month during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-06
S63 Uniform Securities Agent State Law Examination 1998-02-24
  • S65 Uniform Investment Adviser Law Examination
    2004-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-02-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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