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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-06 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Community Bank | Lakeport | CA | 01/1998 | 11/2017 |
| Investment Centers Of America, Inc. | Lakeport | CA | 01/1998 | 11/2017 |
| Lpl Financial Llc | Lakeport | CA | 11/2017 | Present |
1. 11/29/2017 - Strong Financial Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1998. 2. 3/10/2020 - Strong Financial Network - DBA: JE Strong Financial Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - 200 Hours Per Month/100 Hours During Securities Trading. 3. 07/19/2023 - Strong Financial Network LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2023 - 173 Hours Per Month/ 8 Hours During Trading 4. 04/24/2024 - Strong Made Genetics LLC - Other - Commercial Cattle Operation Owner as LLC - Not Investment Related - Kelseyville, CA - Start Date 01/01/2024 - 25 Hours Per Month/ 0 Hours During Trading 5. 10/25/2024 - Lockton Affinity LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/27/2017 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-17 |
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