Christian Alexander Chapman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-16
CA	RA	APPROVED	2020-11-03

TX RA
APPROVED_RES

Since 2024-10-16
CA RA
APPROVED

Since 2020-11-03

Branch Locations

Cardiff, CA • United States

1605 S Main St, Lakeport, CA 95453 • United States

380 S Melrose Drive, Suite 211, Vista, CA 92081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Full Time Student	Carlsbad	CA	08/2009	11/2019
Friday Night Lights Flag Football League	Carlsbad	CA	02/2019	Present
Compass Balloons	Cardiff	CA	03/2019	08/2019
Lpl Financial, Llc	Lakeport	CA	10/2020	Present

08/2009 → 11/2019

Full Time Student

Carlsbad, CA
02/2019 → Present

Friday Night Lights Flag Football League

Carlsbad, CA
03/2019 → 08/2019

Compass Balloons

Cardiff, CA
10/2020 → Present

Lpl Financial, Llc

Lakeport, CA

Previous Registrations

2019-12-03 → 2020-10-06

Anchor Bay Capital, Inc.

Carlsbad, CA

Other Businesses

1)11/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - JE STRONG FINANCIAL NETWORK - INVESTMENT RELATED - LAKEPORT, CA 95453 2)03/2019 - OUTSIDE/W-2 EMPLOYMENT - FRIDAY NIGHT LIGHTS YOUTH FLAG FOOTBALL LEAGUE - NOT INVESTMENT RELATED - CARLSBAD, CA 92018 3) 02/24/2022 - Carlsbad Unified School District - Not Investment Related - 3557 Monroe St, Carlsbad, CA 92008 - Outside/W-2 Employment - Assistant coach - Start Date - 06/01/2021- 20 Hours Per Month/0 Hours During Securities Trading. 4) 01/09/2025 - Lockton Affinity - Investment Related - Non-Variable Insurance - Lakeport, CA -Start Date:01/01/2025 - 5 Hrs/Mth - 1 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-01-30
S65	Uniform Investment Adviser Law Examination	2019-11-25

S63 Uniform Securities Agent State Law Examination

2020-01-30
S65 Uniform Investment Adviser Law Examination

2019-11-25

View on SEC IAPD