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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| AZ | RA | APPROVED | 2022-01-18 |
Branch Locations
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Lisle | IL | 01/1998 | 03/2017 |
| Massmutual Life Insurance Co | Scottsdale | AZ | 07/2016 | Present |
| Mml Investors Services, Llc | Scottsdale | AZ | 03/2017 | Present |
(1) Name: CFC,LLC Inv Rel: Y Add:2650 Warrenville Rd Suite 100, Downers Grove, IL 60515 NATURE: NonMMLIA Insurance Brokerage/Property&Casualty Position: Sales START DATE: 07/01/2016 NO. HR/MO: 3 NO. HR/MO During sec trading: 0 (2) Name: Peter M Colianni Inv rel: Y ADD: 2650 Warrenville Rd Suite 100, Downers Grove, IL 60515 Nature: NonMMLIA Insurance Brokerage/Trails from Metlife fixed business Position: Agent Start Date: 07/03/2017 No. HR/MO: 10 No. HR/MO During sec trading: 10 (3) Name: Integrated Solutions Group LLC Inv rel: Y Add: 2650 Warrenville Rd Suite 100, Downers Grove, IL 60515 Nature: Life insurance sales Position: Life Insurance Sales Start date: 10/01/2020 No. HR/MO: 10 No. HR/MO during sec trading: 10 (4) Name: HOA 7 Inv Rel: N Add: Residential Address Nature: Govern two condo buildings 113 units Position: Administrator Start Date: 11/01/2023 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Visually check buildings for maintenance issues, contact for residences to call with any issues.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-22 |
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