Charles Steven Hammond

Current Employers

Employment History

• 07/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-11-07 → 2012-07-09
  Spc
  Lutherville, MD
  Hanover, PA
  Elliiott City, MD
• 2000-11-22 → 2005-11-07
  Principal Securities, Inc.
  Lutherville, MD

Other Businesses

1. HAMMOND HOLDINGS INC, 55 PREAKNESS ST, HANOVER, PA, 6/2006 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 2/TRADING. 2. THE 401K STUDY GROUP, INC. 1225 CARLISLE ST STE 1 HANOVER, PA 17331. BEGAN 10/20/2010 AS CO-FOUNDER OF THE 401K STUDY GROUP, A NATIONWIDE ENTITY IN SERVICE TO THE QUALIFIED RETIREMENT PLAN INDUSTRY. OUR FOCUS IS ON CREATION AND SUPPORT OF THE NEXT GENERATION OF SERVANT BASED ADVISORS THROUGH COLLABORATION AND CONNECTION. OUR PRIVATE USER GROUP IS HIGHLIGHTED BY BUT IS NOT LIMITED TO REGISTERED REPRESENTATIVES. SELECT INDUSTRY EXPERTS ARE ENCOURAGED TO PROVIDE CONTENT AND WISDOM. THE NATURE OF THE CONTENT THAT WE DELIVER AND MEASURE NORMALLY RANGES FROM: DUE DILIGENCE TO BEST PRACTICES AND INCLUDES ENROLLMENT; EDUCATION; COMPLIANCE; MARKETING; RESOURCES; AND TECHNOLOGY. NOT INVESTMENT RELATED. DEVOTES 10 HRS/WK. 10 HOURS DURING TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. TAG ADVISORS, 4801 COX ROAD, STE 102, GLEN ALLEN, VA, MARKETING AND SOCIAL MEDIA CONSULTANT, 09/03/20, INV REL, 20/MO- 2/TRADING 5. TAG RETIRE / 1649 Broadway, Hanover PA 17331 / 09/2022 / DIRECTOR, PROVIDE PLAN SUPPORT FOR ADVISORS IN TAG / NIR / 40 HR/MO 40 HR TRADING 6. HAMMOND HOLDINGS INC, 55 Preakness St, Hanover PA 17331, 05/2023, Owner, Author, NIR, 2 HR/MO - 0 HR/MO TRADING 7. TAG ADVISORS, 4801 Cox Road | Suite 102, Glen Allen VA 23060, United States, 09/03/2020, W2 Employee, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING 8. KNIGHTS OF COLUMBUS COUNCIL 14865, 220 3rd St, Hanover PA 17331, 02/2026, Program Director (Faith in Action), Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING 9. KNIGHTS OF COLUMBUS COUNCIL 14865, 55 Preakness St, Hanover, PA 17331, 08/2026, Grand Knight, Volunteer, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-03
• S63 Uniform Securities Agent State Law Examination
  1999-01-04

Other Names

• Charles Steven Jr Hammond