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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-14 |
| NJ | RA | APPROVED | 2020-09-21 |
Branch Locations
71-02 Forest Avenue, Ridgewood, NY 11385 • United States
1134 Morris Park Avenue, Bronx, NY 11360 • United States
1646 First Avenue, New York, NY 10028 • United States
711 Allerton Avenue, Bronx, NY 10467 • United States
1770 E. Gun Hill Rd., Bronx, NY 10469 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Brooklyn | NY | 08/2016 | 06/2020 |
| Infinex Investments, Inc. | Meriden | CT | 09/2020 | Present |
| Ridgewood Bank | Ridgewood | NY | 09/2020 | Present |
1.) Ridgewood Savings Bank. Banking. Yes, investment related. Started Sept 2020. Approx 160 hours per week. Approx 136 during trading hours. Financial Consultant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-27 |
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