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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
| CA | RA | APPROVED | 2002-05-02 |
Branch Locations
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
POWER OF ATTORNEY FOR SHEILA JOHNSON; NOT INV RELATED; SACRAMENTO, CA; POA FOR MOTHER; START DATE 12/20/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING | JOHNSON FAMILY TRUST; INV RELATED; SACRAMENTO, CA; TRUSTEE; START DATE 12/20/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-12 |
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