Mark David Armstrong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2018
  Sii
  Walnut Creek, CA
• 11/2018 → 02/2020
  Royal Alliance Associates, Inc.
  St George, UT
• 02/2020 → Present
  Lpl Financial
  Saint George, UT

Previous Registrations

• 2018-11-02 → 2020-02-25
  Osaic Wealth, Inc.
  St George, UT
• 2014-01-28 → 2018-11-02
  Signator Investors, Inc.
  Lafayette, CA
  St George, UT
• 2012-07-02 → 2013-09-26
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  St. George, UT
• 2007-11-01 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  St.GEorge, UT
  Highlands Ranch, CO
• 2006-04-05 → 2006-09-08
  U.S. Bancorp Investments, Inc.
  St. George, UT
  Saint George, UT
  Saint George, UT
  Hurricane, UT

Other Businesses

1)2006 - DBA for LPL Business (entity for LPL business) - Armstrong & Associates - 100% - INVESTMENT RELATED - SAINT GEORGE, UT 84790 2)1998 - Non-Variable Insurance - MARK ARMSTRONG - 15HRS/MO 5HRS DURING TRADING - INVESTMENT RELATED - SAINT GEORGE, UT 84790 3) 10/11/2021 - Armstrong & Associates Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner and Agent - Start Date: 08/01/2013 - 20 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-31
• S65 Uniform Investment Adviser Law Examination
  1998-10-27
• S63 Uniform Securities Agent State Law Examination
  1998-10-23

Other Names

• Mark David Armstrong