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Tara Mirjah

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-15
  • FL RA
    APPROVED
    Since 2019-10-15

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Coral Springs FL 10/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Coral Springs FL 08/2012 10/2019
  • 10/2019 → Present
    Wells Fargo Clearing Services, Llc
    Coral Springs, FL
  • 08/2012 → 10/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Coral Springs, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2012-04-10

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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