Daniel Andres Aruca

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-04-11
TX	RA	APPROVED	2019-04-10

FL RA
APPROVED

Since 2019-04-11
TX RA
APPROVED

Since 2019-04-10

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Miami	FL	09/2015	04/2019
Aruca Financial Inc	Miami	FL	01/2016	04/2019
Morgan Stanley	Coral Gables	FL	04/2019	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2019	Present

09/2015 → 04/2019

Sagepoint Financial, Inc.

Miami, FL
01/2016 → 04/2019

Aruca Financial Inc

Miami, FL
04/2019 → Present

Morgan Stanley

Coral Gables, FL
04/2019 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-11-06 → 2019-04-16

Osaic Services, Inc.

Pinecrest, FL

Pinecrest, FL

Other Businesses

1.Trust; Investment related: Yes; Pinecrest, FL; Trust; Trustee; May 2019; During business hours: 0; After business hours: 0.30; *368406- Trust; Investment related Yes; Denver, Colorado; Trust; Trustee/Co-Trustee; 05/2019; During business hours: 1; After business hours: 1; Estate Administration, Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-03

S66 Uniform Combined State Law Examination

2015-11-03

Designations

Certified Financial Planner

Other Names

Daniel Andres Aruca Potts

View on SEC IAPD