Mary Duncan

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-14
NM	RA	APPROVED	2024-06-05

TX RA
APPROVED

Since 2024-08-14
NM RA
APPROVED

Since 2024-06-05

Branch Locations

2002 Cerrillos Rd, Suite H, Santa Fe, NM 87505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F. Edwards & Company, Inc	Rome	GA	10/2013	07/2021
Jpmorgan Chase Bank, N.A.	Santa Fe	NM	08/2021	Present
J.P. Morgan Securities Llc	Santa Fe	NM	08/2021	Present
Benjamin F. Edwards & Company, Inc	Rome	GA	10/2013	07/2021

10/2013 → 07/2021

Benjamin F. Edwards & Company, Inc

Rome, GA
08/2021 → Present

Jpmorgan Chase Bank, N.A.

Santa Fe, NM
08/2021 → Present

J.P. Morgan Securities Llc

Santa Fe, NM
10/2013 → 07/2021

Benjamin F. Edwards & Company, Inc

Rome, GA

Previous Registrations

2013-10-18 → 2021-07-30

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Rome, GA
2008-01-01 → 2013-10-21

Wells Fargo Clearing Services, Llc

Rome, GA
2003-03-14 → 2008-01-01

A. G. Edwards & Sons, Inc.

Rome, GA

Rome, GA

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-10
S63	Uniform Securities Agent State Law Examination	1998-05-28

S66 Uniform Combined State Law Examination

2024-05-10
S63 Uniform Securities Agent State Law Examination

1998-05-28

Other Names

Mary Kathryn Duncan

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM

G. ALLEN FINANCIAL INC. · SANTA FE, NM

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM

EP WEALTH ADVISORS · Santa Fe, NM

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UBS FINANCIAL SERVICES INC. · SANTA FE, NM

RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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