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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-14 |
| NM | RA | APPROVED | 2024-06-05 |
Branch Locations
2002 Cerrillos Rd, Suite H, Santa Fe, NM 87505 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc | Rome | GA | 10/2013 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | Santa Fe | NM | 08/2021 | Present |
| J.P. Morgan Securities Llc | Santa Fe | NM | 08/2021 | Present |
| Benjamin F. Edwards & Company, Inc | Rome | GA | 10/2013 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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