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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

101 W Cherry St Ste 1, Palmyra, PA 17078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 04/2014 Present
Benchmark Advisor Networks Palmyra PA 04/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2014 → Present
    Benchmark Advisor Networks
    Palmyra, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2014 APX NUMBER OF HOURS PER WEEK: 5 HOURS/WEEK APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BENCHMARK LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES AND PLANNING START DATE: 4-2014 APX NUMBER OF HOURS PER WEEK: 16-24 APX NUMBER OF HOURS DURING TRADING HOURS: 16-24 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISER, FINANCIAL ADVICE, WEALTH MANAGEMENT, FINANCIAL PLANNING, AND INSURANCE 3. NAME OF OTHER BUSINESS: BENCHMARK ADVISOR NETWORKS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2014, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: SWATARA ACTION TEAM ; INVESTMENT RELATED: NO; ADDRESS: 5875 GENSEMER LANE HARRISBURG, PA 17111; NATURE OF BUSINESS: CIVIC ORGANIZATION ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: COMMUNITY OUTREACH, EVENT PLANNING, REPORT TO GROUP AT MEETINGS ; 5. NAME OF OTHER BUSINESS: CENTRAL DAUPHIN SCHOOL BOARD; INVESTMENT RELATED: NO; ADDRESS: 600 RUTHERFORD ROAD, HARRISBURG, PA 17109; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: SCHOOL BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BE A VOTING MEMBER OF THE SCHOOL BOARD AND ASSIGNED TO WHATEVER COMMITTEES THEY APPOINT ME TO; 6. NAME OF OTHER BUSINESS: CENTRAL DAUPHIN SCHOOL BOARD; INVESTMENT RELATED: NO; ADDRESS: 600 RUTHERFORD ROAD, HARRISBURG, PA 17111; NATURE OF BUSINESS: BOARD; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: FINANCE & POLICY COMMITTEES; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE BUDGET & REVIEWS THE POLICIES OF THE DISTRICT AND MAKES RECOMMENDATIONS FOR REVISIONS TO THE SCHOOL DISTRICTS POLICIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-24
S63 Uniform Securities Agent State Law Examination 1998-03-06
  • S66 Uniform Combined State Law Examination
    2003-09-24
  • S63 Uniform Securities Agent State Law Examination
    1998-03-06
Other Names
  • Thomasd H Garlic

View on SEC IAPD

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