Santo Montalbano

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 07/2020
  Ameriprise Financial Services, Inc.
  Tampa, FL
• 07/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 07/2020 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2016-05-13 → 2020-07-27
  Ameriprise Financial Services, Llc
  Tampa, FL
  Marco Island, FL
  Largo, FL
• 2004-07-06 → 2008-12-31
  American Century Advisory Services, Inc.
  Kansas City, MO
• 2003-11-07 → 2004-05-05
  Bny Mellon Securities Corporation
  Uniondale, NY

Other Businesses

(1) JWC Wealth Management; DBA; Investment Related; 4301 Anchor Plaza Pkwy, 4th Floor, Tampa, FL 33634; Wealth Management; Managing Partner; I run the wealth management firm, handle about 125 clients personally and manage the advisors and staff; Start date 1/2/24;40 hours/week, 40 hours/week during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-13
• S63 Uniform Securities Agent State Law Examination
  1998-02-19

Other Names

• Santo Montalbano
• Santo Montalbano