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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-09-18 |
Branch Locations
2520 Northwinds Pkwy Ste 200 [G9-Rbo], Alpharetta, GA 30009 • United States
1490 Holcomb Bridge Rd, Roswell, GA 30076 • United States
7001 N Point Pkwy, Alpharetta, GA 30022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Alpharetta | GA | 02/2013 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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