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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-07
PA RA APPROVED 2021-08-09
  • TX RA
    APPROVED
    Since 2022-02-07
  • PA RA
    APPROVED
    Since 2021-08-09

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Holland, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Horsham PA 05/2015 Present
Mml Investors Services, Llc Horsham PA 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-30
S63 Uniform Securities Agent State Law Examination 1999-03-11
  • S65 Uniform Investment Adviser Law Examination
    2021-07-30
  • S63 Uniform Securities Agent State Law Examination
    1999-03-11

View on SEC IAPD

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