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Bennett Kendall Baker

Fifth Third Securities, Inc.

Montgomery, OH

St. Johns, MI

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-10-26
  • OH RA
    APPROVED
    Since 2005-10-26

Branch Locations

9280 Montgomery Road Suite 300, Montgomery, OH 45242 • United States

1204 South Us 27, St. Johns, MI 48879 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 08/2004 Present
Fifth Third Securities Cincinnati OH 08/2004 Present
  • 08/2004 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 08/2004 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-01
S63 Uniform Securities Agent State Law Examination 1998-02-13
  • S66 Uniform Combined State Law Examination
    2009-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-02-13

View on SEC IAPD

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