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Stephen Dennis Taylor

United Advisor Group

Cincinnati, OH

Cincinnati, OH

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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-23
  • OH RA
    APPROVED
    Since 2023-02-23

Branch Locations

7801 Beechmont Aven Suite 11, Cincinnati, OH 45255 • United States

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Cincinnati OH 09/2014 Present
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 Present
Sa Stone Investment Advisors Inc Birmingham AL 01/2015 06/2017
Sterne Agee Financial Services Inc Cincinnati OH 09/2014 06/2017
Thurston Springer Financial Indianapolis IN 06/2017 02/2023
United Advisor Group Cincinnati OH 02/2023 Present
  • 09/2014 → Present
    Sterne Agee Financial Services, Inc.
    Cincinnati, OH
  • 01/2015 → Present
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 01/2015 → 06/2017
    Sa Stone Investment Advisors Inc
    Birmingham, AL
  • 09/2014 → 06/2017
    Sterne Agee Financial Services Inc
    Cincinnati, OH
  • 06/2017 → 02/2023
    Thurston Springer Financial
    Indianapolis, IN
  • 02/2023 → Present
    Cincinnati, OH
Previous Registrations
  • 2020-11-25 → 2023-02-23
    Cincinnati, OH
    Indianapolis, IN
  • 2017-05-31 → 2021-07-06
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Cincinnati, OH
  • 2015-01-30 → 2017-06-07
    Birmingham, AL
  • 2006-08-31 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Cincinnati, OH
    Youngstown, OH
Other Businesses

1)BOVE CONNOLLY TAYLOR, 7801 BEECHMONT AVE SUITE II, CINCINNATI OH 45255: SOLE PROPRIETORSHIP, NATURE OF BUS: INSURANCE AND FINANCIAL ADVISEMENT, TITLE: PARTNER, DUTIES: SALES/INSURANCE SALES, TIME SPENT: 15%, COMPENSATION: COMMISSION, 2)TAYLOR CONSULTING, 2 CHARITY HILL DRIVE, COLD SPRING KY 41076: SOLE PROPRIETORSHIP, NATURE OF BUS: CONSULTING, TITLE: OWNER, DUTIES: MGMT CONSULTING, TIME SPENT: 5%, COMPENSATION: HOURLY RATE 3) CITY OF COLD SPRING KY, 5694 EAST ALEXANDRIA PIKE, COLD SPRING KY 41076: MUNICIPALITY, NATURE OF BUS: MUNICIPALITY, DUTIES: ADMINISTRATION, TIME SPENT: 5%, COMPENSATION: MONTHLY FEES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-06
  • S66 Uniform Combined State Law Examination
    2005-04-06

View on SEC IAPD

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