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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-18 |
| OH | RA | APPROVED | 2025-05-21 |
| KY | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Maineville | OH | 10/2016 | 10/2017 |
| Schaeffer's Investment Research | Cincinnati | OH | 10/2017 | 03/2018 |
| Standard Retirement Services, Inc. | Cincinnati | OH | 06/2018 | 03/2020 |
| Stancorp Equities, Inc. | Cincinnati | OH | 06/2018 | 03/2020 |
| Jpmorgan Chase Bank, N.A. | Cincinnati | OH | 09/2021 | Present |
| J.P. Morgan Securities Llc | Cincinnati | OH | 09/2021 | Present |
| Dna Diagnostics Center | Fairfield | OH | 09/2020 | 08/2021 |
| Unemployed | Cincinnati | OH | 09/2016 | 09/2016 |
| Unemployed | Cincinnati | OH | 04/2018 | 05/2018 |
| Unemployed | Cincinnati | OH | 04/2020 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-31 |
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