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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Rockford | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
KRA I LLC; INVESTMENT RELATED; PERU/IL; NATURE OF BUSINESS: REAL ESTATE; TITLE: EMPLOYEE; START DATE: 01/2009; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-18 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-18 |
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