William K Chao

Current Employers

Employment History

• 09/2007 → 11/2016
  Tiaa-Cref Individual & Institutional Services, Llc
  Bethesda, MD
• 09/2007 → 11/2016
  Tiaa
  Bethesda, MD
• 12/2016 → 03/2019
  Spire Investment Partners
  Reston, VA
• 03/2019 → 12/2023
  Morgan Stanley
  Baltimore, MD
• 12/2023 → Present
  Steward Partners Global Advisory, Llc
  Potomac, MD
• 12/2023 → Present
  Steward Partners Investment Solutions, Llc
  Potomac, MD
• 12/2023 → Present
  Steward Partners Investment Advisory, Llc
  Potomac, MD

Previous Registrations

• 2019-04-23 → 2023-08-24
  Morgan Stanley
  Baltimore, MD
  Purchase, NY
• 2016-12-06 → 2019-03-25
  Spire Wealth Management, Llc
  Mclean, VA
• 2008-06-25 → 2016-12-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Baltimore, MD
  Bethesda, MD
  Washington, DC
• 2007-07-09 → 2007-09-11
  Raymond James Financial Services, Inc.
  Vienna, VA
• 2005-03-03 → 2006-06-20
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Bethesda, MD

Other Businesses

1) Name of Activity: Rental Property; Nature of Business: Real estate; City, State: Rosedale, MD; Position/Title: Owner of rental property; List of Duties: Owner; Start Date: 10/01/2020; 8HR/Mo devoted to this activity; 0HRS/Mo During trading hours: 0; Investment related. 2)Name of Activity: Lions Soccer Club; Nature of Business: Youth Soccer Club; City State: Gaithersburg, Maryland; Position/Title: Soccer coach; Start Date: 09/01/2022; 12HRS/MO Devoted to this activity; 0HRS/Mo during business hours; Not investment related. 3) Name of Activity: The Goldfish & Co; Nature of business: Goldfish breeding and selling; City, State: Potomac, MD; List of Duties: Owner; Start date: 10/01/2023; 30 HRS/Mo devoted to this activity; 0Hrs/Mo devoted to this activity during trading hours; not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-21
• S63 Uniform Securities Agent State Law Examination
  1998-02-02

Other Names

• William Kuang Chao
• William Chao