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James Albert Adams

Morgan Stanley

Alpharetta, GA

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-25
GA RA APPROVED 2015-02-13
  • TX RA
    APPROVED_RES
    Since 2018-05-25
  • GA RA
    APPROVED
    Since 2015-02-13

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Atlanta, GA
    New York, NY
    New York, NY
  • 2001-02-09 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-22
  • S66 Uniform Combined State Law Examination
    2000-11-22

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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