Benjamin David Spiker

Current Employers

Employment History

• 01/2006 → 09/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
• 12/2009 → 09/2017
  Bank Of America, N.A.
  Annapolis, MD
• 09/2017 → Present
  Wells Fargo Advisors Financial Network, Llc
  Annapolis, MD

Previous Registrations

• 2006-01-13 → 2017-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
  Severna Park, MD
• 2002-01-01 → 2006-02-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  Baltimore, MD

Other Businesses

BRITTANY GRACE, LLC, INV RELATED, SEVERNA PARK, MD, 100% OWNERSHIP WITH SPOUSE, START 11/10/2021, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, FOR RENTAL PROPERTY.| CANNERY CORNER LLP, INV RELATED, BOZEMAN, MT, 25% OWNERSHIP, START 8/1/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, HOLDS PRACTICE BUILDING.| STSMI LLC DBA SHORE TO SUMMIT WEALTH MANAGEMENT, INV RELATED, MERRITT ISLAND, FL, 33.33% OWNERSHIP, START 3/15/2023, 10 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE.| SHORE TO SUMMIT GROWTH ENTERPRISES, LLC; INV RELATED; BELGRADE; MT; 40% OWNERSHIP; START: 10/09/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; FINET PRACTICE LLC.| STSWM LEGACY PARTNERS, LLC, INVT RELATED, BOZEMAN, MT, 32.05% OWNERSHIP, START DATE 11/18/2024, 1 HR PER MONTH AND DURING TRADING, MERCHANT AGREEMENT.| STSWM HOLDINGS, LLC, INVT RELATED, BOZEMAN, MT, 32.05% OWNERSHIP, START DATE 11/18/2024, 1 HR PER MONTH AND DURING TRADING, MERCHANT AGREEMENT.| SHORE TO SUMMIT GROWTH PARTNERS, LLC; INV RELATED; BOZEMAN, MT; 24% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; MERCHANG CASH AND STOCK AGREEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-07
• S63 Uniform Securities Agent State Law Examination
  1999-01-19