Mark Phillips

Wells Fargo Advisors Financial Network, LLC

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-05-12

MD RA
APPROVED

Since 2026-05-12

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

8830 Stanford Blvd Ste 302, Columbia, MD 21045 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-21
NY	RA	APPROVED	2022-06-21

MD RA
APPROVED

Since 2022-06-21
NY RA
APPROVED

Since 2022-06-21

Branch Locations

1900 Duke St Ste 100 [Support Center], Alexandria, VA 22314 • United States

8830 Stanford Blvd Ste 303, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	04/2016	05/2022
Wells Fargo Clearing Services, Llc	Behesda	MD	05/2022	Present
Wells Fargo Advisors Financial Network	Columbia	MD	05/2026	Present

04/2016 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
05/2022 → Present

Wells Fargo Clearing Services, Llc

Behesda, MD
05/2026 → Present

Wells Fargo Advisors Financial Network

Columbia, MD

Previous Registrations

2016-04-12 → 2022-05-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Columbia, MD

Annapolis, MD
2009-06-01 → 2016-04-08

Morgan Stanley

Baltimore, MD

Washington, DC

Baltimore, MD

Annapolis, MD
2008-02-26 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

Columbia, MD

New York, NY

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-19
S63	Uniform Securities Agent State Law Examination	2005-12-19

S66 Uniform Combined State Law Examination

2008-02-19
S63 Uniform Securities Agent State Law Examination

2005-12-19

Other Names

Mark Steven Phillips

View on SEC IAPD

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