Mark Phillips

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 05/2022 → Present
  Wells Fargo Clearing Services, Llc
  Behesda, MD
• 05/2026 → Present
  Wells Fargo Advisors Financial Network
  Columbia, MD

Previous Registrations

• 2016-04-12 → 2022-05-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Columbia, MD
  Annapolis, MD
• 2009-06-01 → 2016-04-08
  Morgan Stanley
  Baltimore, MD
  Washington, DC
  Baltimore, MD
  Annapolis, MD
• 2008-02-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Washington, DC
  Columbia, MD
  New York, NY
  Columbia, MD

Exams

• S66 Uniform Combined State Law Examination
  2008-02-19
• S63 Uniform Securities Agent State Law Examination
  2005-12-19

Other Names

• Mark Steven Phillips