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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-26
WY RA APPROVED 2019-04-30
  • TX RA
    APPROVED_RES
    Since 2025-06-26
  • WY RA
    APPROVED
    Since 2019-04-30

Branch Locations

1701 Capitol Ave, Cheyenne, WY 82001 • United States

2127 E Grand Ave, Laramie, WY 82070 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Cheyenne WY 12/1997 04/2019
Wells Fargo Clearing Services, Llc Cheyenne WY 04/2019 Present
Previous Registrations
Other Businesses

CITY OF CHEYENNE, WY; NOT INV. RELATED; CHEYENNE, WY; INVESTMENT COMMITTEE MEMBER; START DATE 2/2021; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING; DUTIES: ATTEND MEETINGS TO DISCUSS CITY INVESTMENTS AND POLICY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-24
  • S63 Uniform Securities Agent State Law Examination
    1998-02-24

View on SEC IAPD

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