Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| NV | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1301 N Mccarran Ste 102, Sparks, NV 89431 • United States
1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States
3100 Zinfandel Dr Ste 255, Rancho Cordova, CA 95670 • United States
7844 Madison Ave Ste 106, Fair Oaks, CA 95628 • United States
Fair Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) FIXED INSURANCE - ANNUITIES (VARIOUS COMPANIES) 2) NAME OF OTHER BUSINESS: DBA - AMERICAN RIVER WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/19/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ACTIVE REPRESENTATIVE ON ADVISORY, BROKERAGE, AND DIRECT BUSINESS INVESTMENT ACCOUNTS ; 3) NAME OF OTHER BUSINESS: RJC FINANCIAL SERVICES, INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: S-CORP ; POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 05/2018 ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: S-CORP PASS THROUGH ENTITY ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
Reach out to this advisor