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Current Employers
Peterson Wealth Management, Llc

2255 Green Vista Drive Suite 403, Sparks, NV 89431 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2017-10-12
  • NV RA
    APPROVED
    Since 2017-10-12

Branch Locations

2255 Green Vista Drive Suite 403, Sparks, NV 89431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 01/2007 12/2019
First Allied Advisory Services, Inc. Chesterfield MO 01/2015 12/2019
Peterson Wealth Management, Llc Sparks And Fallon NV 10/2004 Present
Peterson Wealth Management, Llc Sparks And Fallon NV 10/2017 Present
M.S. Howells & Co Scottsdale AZ 01/2020 Present
  • 01/2007 → 12/2019
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2015 → 12/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 10/2004 → Present
    Sparks And Fallon, NV
  • 10/2017 → Present
    Sparks And Fallon, NV
  • 01/2020 → Present
    M.S. Howells & Co
    Scottsdale, AZ
Previous Registrations
  • 2015-01-14 → 2019-12-20
    First Allied Advisory Services, Inc.
    Sparks, NV
    Fallon, NV
    Carson City, NV
Other Businesses

1.) 2004; PETERSON WEALTH MANAGEMENT; DIRECT OWNER; "DOING BUSINESS AS" (DBA); START DATE: 2.) 2004; PETERSON WEALTH MANAGEMENT, SPARKS, NV; INVESTMENT RELATED; INVESTMENT ADVISORY; OWNER, CHIEF INVESTMENT OFFICER; DEVOTE 120 HRS/MONTH, 4-5 HRS/DAY DURING MARKET HOURS. 3.) 2004; INSURANCE; SPARKS, NV; NON INVESTMENT RELATED; ANNUITY AND LIFE; AGENT; DEVOTE 20 HRS/MONTH, 4 HRS DURING MARKET HOURS 4.) M.S. HOWELLS & CO.; INVESTMENT RELATED; BROKER-DEALER; REGISTERED REPRESENTATIVE; COMMISSION-BASED SECURITIES SALES 5.) OCT 2021; RENO ICE 146 ASSISTANT COACH, RENO NV; NON INVESTMENT RELATED; 146 ASSISTANT COACH FOR A TRAVEL UNDER 14 TEAM; DEVOTE 16 HRS/MONTH DURING NON MARKET HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-27
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S66 Uniform Combined State Law Examination
    2014-09-27
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15
Other Names
  • Scott Peterson
  • Donald Peterson

View on SEC IAPD

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