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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-11
  • NV RA
    APPROVED
    Since 2025-12-11

Branch Locations

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

220 Lemmon Dr, Reno, NV 89506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Reno NV 11/2023 Present
Wells Fargo Clearing Services, Llc Reno NV 08/2025 Present
Savemart Reno NV 06/2003 11/2023
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-10
S63 Uniform Securities Agent State Law Examination 2025-11-12
  • S65 Uniform Investment Adviser Law Examination
    2025-12-10
  • S63 Uniform Securities Agent State Law Examination
    2025-11-12
Other Names
  • Roger Dale Crowe

View on SEC IAPD

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