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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-21 |
| MS | RA | APPROVED | 2015-07-07 |
Branch Locations
144 South Thomas Street Suite 106, Tupelo, MS 38801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Tupelo | MS | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Tupelo | MS | 07/2015 | Present |
1. Mainsail Investments of Florida, LLC; 113 Cotton Gin Lane Saltillo MS 38866; Condo Purchase for Liability protection only; owner; no duties; 07/28/2023; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. Yaber Clement Holdings LLC; 113 Cotton Gin Lane Saltillo, MS 38866; rental house; member; no duties; 09/15/2025; 10hrs/yr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-19 |
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