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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-02-11 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Eatonville, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 10/2013 | Present |
(1) MELALEUCA; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: WELLNESS PRODUCTS FOR HOME; NOT INVESTMENT RELATED; START DATE: 01/13/2015; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: SALES AND PROMOTION; HOURS DEVOTED TO THIS ACTIVITY PER MONTH: 20; HOURS DEVOTED DURING SECURITIES TRADING: NONE; (2) Name: Mountain Community Co-op Address: 105 Center St E Eatonville WA 98328 Business Description: 105 Center St E Eatonville WA 98328 Business is not investment related Projected Start Date: 10/01/20 Capacity: Board of Directors * Duties Performed: ordering of weekly produce share boxes that are distributed to members of the coop Devoted to this OBA per Month: 2 Hours Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-13 |
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