Marshall Stephen Burroughs

Employer firm

Rmr Wealth Builders, Inc. CRD 169005

$2.89B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → 09/2019
  Deutsche Bank Securities Inc
  New York, NY
• 04/2020 → 06/2021
  Salesforce
  New York, NY
• 10/2019 → 03/2020
  N/A
  New York, NY
• 06/2021 → 02/2024
  M&R Capital Management, Inc.
  Summit, NJ
• 02/2024 → Present
  Rmr Wealth Builders, Inc.
  Montclair, NJ

Previous Registrations

• 2021-07-14 → 2024-02-21
  M&R Capital Management Inc
  Summit, NJ

Other Businesses

1) Vacation/Rental Property; Investment Related: No; Address: 20 South Adams Avenue, #2, Margate City, NJ 08402; Nature of Business: Vacation Home/Rental Property; Position: Owner of the property; Title/Relationship: Owner of the property; Start Date: 2016; Hours per month: 2; Hours during trading hours: 0; Duties: Rental Agreement, Leases, Maintenance. 2) Individual Insurance Agent; Investment Related: No; Address: 28 Ridgewood Terrace, Maplewood, NJ 07040; Nature of Business: Independent Insurance Agent; Position: Insurance Agent; Title: Insurance Agent; Start Date: 8/23/2023; Hours per month: 4; Hours during trading hours: 5%; Duties: Life/Health and Disability Insurance/Fixed Annuities. 3) Burroughs Financial Planning, LLC; Investment Related; Address: 28 Ridgewood Terrace, Maplewood, NJ 07040; Nature of Business: Financial Planning & Investment Management. Not a DBA Company; Position: President; Title: President; Start Date: 8/1/2024; Hours per month: 40; Hours during trading hours: 100%; Duties: Financial Planning, Investment Management, Insurance Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-09
• S63 Uniform Securities Agent State Law Examination
  2000-09-28

Designations

• Certified Financial Planner