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Michael Anthony Faust

Kestra Private Wealth Services, LLC

Austin, TX

Greer, SC

CRD 4050967

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Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-15
TX RA APPROVED_RES 2024-11-13
  • SC RA
    APPROVED
    Since 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2024-11-13

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

3453 Pelham Road Suite 210, Greer, SC 29615 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Greenville SC 10/1999 11/2018
Stifel Nicolaus & Co Inc Charlotte NC 11/2018 11/2024
Kestra Investment Services Llc Greer SC 11/2024 Present
Kestra Advisory Services Llc Greer SC 11/2024 Present
Previous Registrations
Other Businesses

Business Name: FAUST WEALTH MANAGEMENT POSITION: Chief Investment Strategist &Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 11/13/2024 ADDRESS: 3453 Pelham Road, Suite 201, Greenville SC 29615, United States DESCRIPTION: Daily monitoring of the business, research and meeting with or talking with clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-17
  • S66 Uniform Combined State Law Examination
    1999-12-17

View on SEC IAPD

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