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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2002-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Pueblo | CO | 12/2002 | Present |
1. 9/15/2005 - DBA ONLY - WEALTH MANAGEMENT PLANNING GROUP - CENTENNIAL, CO 2. 09/22/2022 - No Business Name - Investment Related - Aurora, CO 80018 - Real Estate Rental - Start Date - 10/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-18 |
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