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Brian M Schwab

Morgan Stanley

Alpharetta, GA

Milton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
FL RA APPROVED 2023-09-05
GA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • FL RA
    APPROVED
    Since 2023-09-05
  • GA RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Milton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 03/2006 01/2019
Td Ameritrade Pensacola FL 01/2019 01/2021
E*Trade Securities Llc Alpharetta GA 07/2021 Present
E*Trade Capital Management Llc Alpharetta GA 07/2021 Present
Unemployed Milton FL 01/2021 07/2021
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 03/2006 → 01/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2019 → 01/2021
    Td Ameritrade
    Pensacola, FL
  • 07/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2021 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 01/2021 → 07/2021
    Unemployed
    Milton, FL
  • 03/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
Previous Registrations
  • 2021-07-14 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Milton, FL
    Arlington, VA
    Alpharetta, GA
  • 2019-02-08 → 2021-01-11
    Td Ameritrade, Inc.
    Pensacola, FL
  • 2019-02-13 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Pensacola, FL
  • 1998-08-12 → 2004-11-22
    Charles Schwab & Co., Inc.
    Destin, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-06
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S66 Uniform Combined State Law Examination
    2019-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Other Names
  • Brian Michael Schwab

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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