Vincenzo Leto

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 01/2021
  Td Ameritrade Inc.
  Jersey City, NJ
• 01/2021 → 11/2021
  Axos Clearing
  Omaha, NE
• 11/2021 → Present
  Raymond James & Associates, Inc.
  Lodi, NJ
• 10/2025 → Present
  Osaic
  Scottsdale, AZ

Previous Registrations

• 2021-12-20 → 2023-10-19
  Raymond James & Associates, Inc.
  Lodi, NJ
  St. Petersburg, FL
• 2007-05-30 → 2021-01-06
  Td Ameritrade, Inc.
  San Diego, CA
  San Diego, CA
  Jersey City, NJ
• 2005-10-14 → 2007-05-18
  New York Life Investment Management Llc
  Parsippany, NJ
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-25
• S63 Uniform Securities Agent State Law Examination
  1998-01-24

Other Names

• Vincent Peter Leto