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Current Employers
J. Freeman & Associates

8 Pelham Road, Greenville, SC 29615 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
SC RA APPROVED 2009-06-08
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • SC RA
    APPROVED
    Since 2009-06-08

Branch Locations

8 Pelham Road, Greenville, SC 29615 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jfa Advisors, Llc Greenville SC 06/2009 Present
J. Freeman & Associates Greenville SC 11/2003 Present
Dfpg Investments, Inc Sandy UT 05/2019 Present
  • 06/2009 → Present
    Jfa Advisors, Llc
    Greenville, SC
  • 11/2003 → Present
    Greenville, SC
  • 05/2019 → Present
    Dfpg Investments, Inc
    Sandy, UT
Previous Registrations
Other Businesses

(1) JDCF / 8 Pelham Rd, Greenville, SC 29615 / Begin 11-25-03 / Real Estate LLC that owns the building in which he occupies / 2% of regular business hours (2) J. Freeman & Associates, Inc. / 8 Pelham Rd, Greenville, SC 29615 / Begin 11-25-03 / Wealth & risk management firm also offering comprehensive insurance, life, health, auto, home, business, disability, workers comp, etc. / Sole producer and CEO / 60% of regular business hours (3) JFA Advisors, Inc. / 8 Pelham Rd, Greenville, SC 29615 / Begin 11-25-03 / Sole Advisor, owner and manager / 20% of regular business hours (4) DFPG Investments, LLC / 8 Pelham Rd, Greenville, SC 29615 / Investment related / Registered Representative of a Broker/Dealer / Begin 05/2019 / 25% of regular business hors

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03
Designations

View on SEC IAPD

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