David Marc Matles

Current Employers

Employment History

• 02/2004 → Present
  Spc
  Ann Arbor, MI
• 01/2000 → Present
  Sigma Financial Corporation
  Tustin, CA

Other Businesses

1. ENROLL PARTICIPANTS INTO THEIR EMPLOYER SPONSORED 401(K)PLANS. 2. President - Matles & Associates Inc.; Offering employee benefits and insurance products including group health, individual health, dental insurance and vision insurance. 3. SALE OF VARIOUS LINES OF INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 4. DBA - Matles Wealth Management, Orange, CA. Offers financial planning services through Sigma Financial Corp and SPC. Start date: 6/1/21. INV REL: Y 5. Board member - University of Redlands Alumni Board, Redlands, CA. Start date: 6/1/16, approx. 1 hr/mo. Not investment related. 6. Acting Trustee for Matles Family Trusts - David Matles, Trustee of the Trust for Harold Matles and the Trust for Grandchildren of Harold Matles (father) and David Matles, Trustee of the Trust for Judy Pendrick (Aunt). Start date: 6/1/19, approx. 2 hrs/mo with 1% during mkt hrs. 7. Trustee for The Harold Matles Trust FBO David Matles. Start date: 8/11/20, approx. 5 hrs/mo, all during mkt hrs. 8. Serve as successor trustee for the Matles Family Revocable Trust. Start date: 8/12/24, approx. 5 hrs/mo, 20% during mkt hrs. INV REL: N

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-11
• S63 Uniform Securities Agent State Law Examination
  1998-03-03